Filing Details

Accession Number:
0001318148-14-001801
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-18 16:52:44
Reporting Period:
2014-11-14
Filing Date:
2014-11-18
Accepted Time:
2014-11-18 16:52:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056288 Federated Investors Inc FII Investment Advice (6282) 251111467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1061432 W John Mcgonigle Federated Investors, Inc.
1001 Liberty Avenue
Pittsburgh PA 15222-3779
Vice Chairman, Sec, Evp Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2014-11-14 7,074 $0.00 2,075,324 No 5 G Indirect Held indirectly by Fairview Partners L.P.
Class B Common Stock Disposition 2014-11-14 114,143 $0.00 2,075,324 No 4 S Indirect Held indirectly by Fairview Partners L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Held indirectly by Fairview Partners L.P.
No 4 S Indirect Held indirectly by Fairview Partners L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 199,533 Indirect Held indirectly by 713 Investment Partners, L.P.
Class B Common Stock 942,695 Indirect Held indirectly by John W. McGonigle Revocable Trust
Class B Common Stock 357,305 Indirect Held indirectly by Mary Ita McGonigle Revocable Trust
Footnotes
  1. The reported securities are held by Fairview Partners, a limited partnership of which 713 Investment Corp. is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On November 14, 2014, the reporting person and his wife gifted partnership interest to their children and grandchildren. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Fairview Partners except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.
  2. The number of shares of Federated Investors, Inc. Class B Common Stock set forth above is an estimate since the percentage partnership interest in Fairview Partners, L.P. is subject to an independent valuation of the assets of Fairview Partners, L.P.
  3. The reported securities are held by Fairview Partners, a limited partnership of which 713 Investment Corp. is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On November 14, 2014, the reporting person and his wife sold a 5.5% interest in Fairview Partners, L.P. to The John W. and Mary Ita McGonigle Grantor Dynasty Trust established for the benefit of the reporting person's Descendants. The interest was sold in exchange for a note, equal to the value of the 5.5% partnership interest and was done for family wealth transfer purposes. The Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. was valued at $31.19 per share on the date of the transaction. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.