Filing Details

Accession Number:
0001065949-14-000292
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-18 16:01:22
Reporting Period:
2014-11-14
Filing Date:
2014-11-18
Accepted Time:
2014-11-18 16:01:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1172631 Solar3D Inc. SLTD Telephone & Telegraph Apparatus (3661) 010592299
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1589502 B James Nelson 50 E. Serene Ave. #122
Las Vegas NV 89123
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-14 600,000 $0.18 4,160,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. These shares vested and were issued to the Reporting Person pursuant to a Restricted Stock Agreement between the Reporting Person and the Company, upon achievement of specified performance milestones. These are shares that have vested and are free trading and not subject to further restriction. The sales of these shares have been subject to a 10b-5 plan governing share liquidation.
  2. The total number of shares beneficially owned does not include 15,000,000 vested options exercisable at $0.05 nor does it include 4,722,225 vested options exercisable at $0.01. An additional 277,775 optons exercisable at $0.01 will be vested by Janauary 1, 2015.