Filing Details

Accession Number:
0001454389-14-000096
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-18 13:28:33
Reporting Period:
2014-11-13
Filing Date:
2014-11-18
Accepted Time:
2014-11-18 13:28:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1454389 Stonegate Mortgage Corp SGM Mortgage Bankers & Loan Correspondents (6162) 341194858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1588901 Sam Levinson 9190 Priority Way West Drive, Suite 300
Indianapolis IN 46240
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-14 4,700 $11.75 1,887,568 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-11-13 195 $11.70 1,887,763 No 4 A Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 A Indirect See Footnote
Footnotes
  1. Represents 585,467 shares of common stock owned by Diaco Investments LP, 1,042,140 shares of common stock currently held of record by Glick Pluchenik 2011 Trust, 35,156 shares of common stock available for immediate purchase at $18.00 per share by Glick Pluchenik 2011 Trust pursuant to the exercise of warrants described above and 225,000 shares of common stock purchased by Siget NY Partners, LP in the initial public offering of the Issuer. Mr. Levinson is (I) the chief investment officer of Siget NY Partners, LP, which is the investment management company for Diaco Investments LP, (ii) a principal and managing partner of Glick Family Investments, a private family office located in New York, New York, which is affiliated with the Glick Pluchenik 2011 Trust, and (iii) an investment manager of Chicheser Fund Limited.