Filing Details

Accession Number:
0001317900-14-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-18 10:34:43
Reporting Period:
2014-11-17
Filing Date:
2014-11-18
Accepted Time:
2014-11-18 10:34:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
819793 Albany International Corp AIN Broadwoven Fabric Mills, Man Made Fiber & Silk (2221) 140462060
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317900 A Daniel Halftermeyer C/O Albany International Corp.
216 Airport Drive, Unit 1
Rochester NH 03867
President, Pmc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-11-17 1,500 $22.25 44,556 No 4 M Direct
Class A Common Stock Disposition 2014-11-17 1,500 $37.46 43,056 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option Disposition 2014-11-17 1,500 $0.00 1,500 $22.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-05-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 43,056 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option $22.25 2016-05-14 2,000 2,000 Direct
Class A Common Stock Employee Stock Option $19.75 2017-04-15 2,000 4,000 Direct
Class A Common Stock Employee Stock Option $19.38 2018-11-04 2,500 6,500 Direct
Class A Common Stock Employee Stock Option $15.69 2019-11-09 4,000 10,500 Direct
Class A Common Stock Employee Stock Option $10.56 2020-11-15 2,800 13,300 Direct
Class A Common Stock Employee Stock Option $20.45 2021-11-06 4,000 17,300 Direct
Class A Common Stock Employee Stock Option $20.63 2022-11-07 4,000 21,300 Direct
Class A Common Stock Restricted Stock Units $0.00 2015-03-01 42,083 42,083 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-05-14 2,000 2,000 Direct
2017-04-15 2,000 4,000 Direct
2018-11-04 2,500 6,500 Direct
2019-11-09 4,000 10,500 Direct
2020-11-15 2,800 13,300 Direct
2021-11-06 4,000 17,300 Direct
2022-11-07 4,000 21,300 Direct
42,083 42,083 Direct
Footnotes
  1. Options granted pursuant to the Company's 1992 Stock Option Plan as incentive to remain in employ of the Company.
  2. Fully exercisable.
  3. Options granted pursuant to the Company's 1998 Stock Option Plan as incentive to remain in employ of the Company.
  4. Restricted Stock Units granted pursuant to the Albany International Corp. 2003 Restricted Stock Unit Plan (the "Restricted Stock Unit Plan"). Each Restricted Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting or, in the event that the holder elects to defer payment, at such later time elected in accordance with the Restricted Stock Unit Plan.
  5. 19,889 Restricted Stock Units (plus related dividend units) vest on March 1, 2015; 19,889 Restricted Stock Units (plus related dividend units) vest on August 1, 2015.
  6. Includes dividend units accrued on Restricted Stock Units on April 7, July 8, and October 7, 2014.