Filing Details

Accession Number:
0001144204-14-069324
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-17 17:50:04
Reporting Period:
2014-11-17
Filing Date:
2014-11-17
Accepted Time:
2014-11-17 17:50:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1297704 Oha Investment Corp OHAI () 201371499
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1013025 R Glenn August C/O Oha Investment Corporation
1114 Avenue Of The Americas, 27Th Floor
New York NY 10036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-17 11,200 $6.42 426,002 No 4 P Indirect By man. mem. of OHA Partner Global Co-Investment, LLC, the man. mem. of OHA BDC Investor, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By man. mem. of OHA Partner Global Co-Investment, LLC, the man. mem. of OHA BDC Investor, LLC
Footnotes
  1. Shares of common stock of the Issuer purchased by OHA BDC Investor, LLC pursuant to a trading plan in compliance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (the "Act").
  2. The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $6.35 to $6.48 per share. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  3. Includes all shares previously purchased by OHA BDC Investor, LLC pursuant to a trading plan in compliance with Rule 10b5-1 under the Act.
  4. As managing member of OHA Partner Global Co-Investment, LLC, which serves as the managing member of OHA BDC Investor, LLC, the Reporting Person may be deemed to beneficially own the shares of the Issuer held by OHA BDC Investor, LLC.