Filing Details

Accession Number:
0001472668-14-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-17 14:36:53
Reporting Period:
2014-11-13
Filing Date:
2014-11-17
Accepted Time:
2014-11-17 14:36:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
60977 Lydall Inc LDL Motor Vehicle Parts & Accessories (3714) 060865505
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410837 G Dale Barnhart C/O Lydall, Inc.
One Colonial Road, P.o. Box 151
Manchester CT 06045-0151
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-13 30,000 $11.12 279,999 No 4 M Direct
Common Stock Acquisiton 2014-11-13 4,000 $9.70 283,999 No 4 M Direct
Common Stock Acquisiton 2014-11-13 5,000 $4.64 288,999 No 4 M Direct
Common Stock Acquisiton 2014-11-13 315 $7.80 289,314 No 4 M Direct
Common Stock Acquisiton 2014-11-13 3,238 $8.94 292,552 No 4 M Direct
Common Stock Disposition 2014-11-13 42,553 $28.83 249,999 No 4 S Direct
Common Stock Acquisiton 2014-11-14 9,262 $8.94 259,261 No 4 M Direct
Common Stock Acquisiton 2014-11-14 22,185 $7.80 281,446 No 4 M Direct
Common Stock Disposition 2014-11-14 31,447 $28.89 249,999 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Disposition 2014-11-13 30,000 $0.00 30,000 $11.12
Common Stock Common Stock Disposition 2014-11-13 4,000 $0.00 4,000 $9.70
Common Stock Common Stock Disposition 2014-11-13 5,000 $0.00 5,000 $4.64
Common Stock Common Stock Disposition 2014-11-13 315 $0.00 315 $7.80
Common Stock Common Stock Disposition 2014-11-13 3,238 $0.00 3,238 $8.94
Common Stock Common Stock Disposition 2014-11-14 9,262 $0.00 9,262 $8.94
Common Stock Common Stock Disposition 2014-11-14 22,185 $0.00 22,185 $7.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-10-24 2017-10-23 No 4 M Direct
0 2008-12-03 2017-12-02 No 4 M Direct
0 2009-12-09 2018-12-08 No 4 M Direct
22,185 2011-12-09 2020-12-08 No 4 M Direct
9,262 2012-12-19 2021-12-18 No 4 M Direct
0 2012-12-19 2021-12-18 No 4 M Direct
0 2011-12-09 2020-12-08 No 4 M Direct
Footnotes
  1. Represents the exercise of 51,815 Incentive Stock Options by the Reporting Person granted under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan.
  2. The price reported is the weighted average of all the shares sold on November 13, 2014. The shares were sold at prices ranging from $28.75 to $28.95. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
  3. Represents the exercise of 22,185 Non-Qualified Stock Options by the Reporting Person granted under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan.
  4. The price reported is the weighted average of all the shares sold on November 14, 2014. The shares were sold at prices ranging from $28.75 to $29.02. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
  5. Incentive Stock Options granted under the Amended and Restated 2003 Stock Incentive Compensation Plan. Options become exercisable at the rate of 25% per year, beginning one year from initial grant date.