Filing Details
- Accession Number:
- 0001209191-14-068958
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 18:00:27
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 18:00:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1539638 | Triumph Bancorp Inc. | TBK | State Commercial Banks (6022) | 200477066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621666 | P Aaron Graft | 12700 Park Central Drive Suite 1700 Dallas TX 75251 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-13 | 15,000 | $12.00 | 73,814 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,315 | Indirect | By spouse |
Footnotes
- Acquired at closing of issuer's initial public offering as part of the directed share program described in issuer's registration statement for such offering.
- Consists of (i) 59,794 shares beneficially owned by reporting person, (ii) 3,220 shares through Goldman Sachs custodian FBO Aaron Graft Roth IRA,(iii) 5,800 shares through Goldman Sachs custodian FBO Aaron Graft SEP IRA, and (iv) 5,000 shares through TD Ameritrade custodian FBO Aaron Graft 401(k) account.
- By reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA. Reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
