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Home > Insider Trading > Filing (0001179110-14-016655)

Filing Details

Accession Number:: 0001179110-14-016655
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-14 17:41:16
Reporting Period:: 2014-11-12

Filing Date:: 2014-11-14
Accepted Time:: 2014-11-14 17:41:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
820027	Ameriprise Financial Inc	AMP	Investment Advice (6282)	133180631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1340573	Jr Francis Robert Sharpe	General Counsel'S Office 1098 Ameriprise Financial Center Minneapolis MN 55474		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-11-12	3,147	$129.72	15,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	19,150	Indirect	By the Robert F. Sharpe, Sr. Revocable Trust

Footnotes

The balance includes 3,147 shares received upon distribution of phantom stock received in connection with prior retainer deferrals. The phantom stock could be settled only in the form of one share of Ameriprise Financial, Inc. common stock per share of phantom stock.