Filing Details

Accession Number:
0000913849-14-000356
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-14 17:28:34
Reporting Period:
2014-11-12
Filing Date:
2014-11-14
Accepted Time:
2014-11-14 17:28:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162028 Alliance California Municipal Income Fund AKP () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447578 Rivernorth Capital Management, Llc 325 N. Lasalle Street
Suite 645
Chicago IL 60654
No No Yes No
1456771 Rivernorth Capital Partners, L.p. 325 N. Lasalle Street
Suite 645
Chicago IL 60654
No No Yes No
1480795 Rivernorth Institutional Partners, L.p. 325 N. Lasalle Street
Suite 645
Chicago IL 60654
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Auction Rate Preferred Shares Acquisiton 2014-11-12 856 $0.00 1,474 No 4 P Indirect By affiliates
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By affiliates
Footnotes
  1. The Auction Rate Preferred Shares are beneficially owned by RiverNorth Capital Partners, L.P. and RiverNorth Institutional Partners, L.P. RiverNorth Capital Management, LLC is the general partner of RiverNorth Capital Partners, L.P. and RiverNorth Institutional Partners, L.P.
  2. The Auction Rate Preferred Shares reported herein represent the combined holdings in two series of Auction Rate Preferred Shares, which are treated herein as one class of securities for purposes of this report.
  3. Each of the reporting persons disclaim beneficial ownership of these securities for purposes of Section 16 except to the extent of its pecuniary interest therein.
  4. 83.75% of Par.