Filing Details

Accession Number:
0001127602-14-032303
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-14 17:15:27
Reporting Period:
2014-11-13
Filing Date:
2014-11-14
Accepted Time:
2014-11-14 17:15:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893739 Harris & Harris Group Inc TINY Investors, Nec (6799) 133119827
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393107 P Richard Shanley 1450 Broadway
24Th Floor
New York NY 10018
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-13 2,946 $2.86 56,621 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan.