Home > Insider Trading > Filing (0000892222-14-000031)

Filing Details

Accession Number:: 0000892222-14-000031
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-14 17:15:17
Reporting Period:: 2014-11-12

Filing Date:: 2014-11-14
Accepted Time:: 2014-11-14 17:15:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
892222	Craft Brew Alliance Inc.	BREW	Malt Beverages (2082)	911141254

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1362471	D Mark Moreland	929 North Russell Street Portland OR 97227	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2014-11-12	15,504	$13.64	6,900	No	4	S	Direct
Common Stock	Acquisiton	2014-11-12	6,765	$1.25	13,665	No	4	M	Direct
Common Stock	Acquisiton	2014-11-12	7,953	$2.39	21,618	No	4	M	Direct
Common Stock	Disposition	2014-11-12	14,718	$13.63	6,900	No	4	S	Direct
Common Stock	Disposition	2014-11-13	5,244	$13.64	1,656	No	4	S	Direct
Common Stock	Acquisiton	2014-11-13	10,927	$2.39	12,583	No	4	M	Direct
Common Stock	Acquisiton	2014-11-13	5,460	$6.88	18,043	No	4	M	Direct
Common Stock	Acquisiton	2014-11-13	513	$7.63	18,556	No	4	M	Direct
Common Stock	Disposition	2014-11-13	16,900	$13.64	1,656	No	4	S	Direct
Common Stock	Acquisiton	2014-11-14	3,831	$7.63	5,487	No	4	M	Direct
Common Stock	Acquisiton	2014-11-14	2,369	$7.54	7,856	No	4	M	Direct
Common Stock	Disposition	2014-11-14	6,200	$13.83	1,656	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option	Disposition	2014-11-12	6,765	$0.00	6,765	$1.25
Common Stock	Employee Stock Option	Disposition	2014-11-12	7,953	$0.00	7,953	$2.39
Common Stock	Employee Stock Option	Disposition	2014-11-13	10,927	$0.00	10,927	$2.39
Common Stock	Employee Stock Option	Disposition	2014-11-13	5,460	$0.00	5,460	$6.88
Common Stock	Employee Stock Option	Disposition	2014-11-13	513	$0.00	513	$7.63
Common Stock	Employee Stock Option	Disposition	2014-11-14	3,831	$0.00	3,831	$7.63
Common Stock	Employee Stock Option	Disposition	2014-11-14	2,369	$0.00	2,369	$7.54

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2013-02-11	2019-02-11	No	4	M	Direct
2014-04-01	2020-04-01	No	4	M	Direct
2014-04-01	2020-04-01	No	4	M	Direct
2013-12-07	2020-12-07	No	4	M	Direct
2014-05-14	2022-05-14	No	4	M	Direct
2014-05-14	2022-05-14	No	4	M	Direct
2014-05-22	2023-05-22	No	4	M	Direct

Footnotes

The price in column 4 is a weighted average sales price. The prices actually received range from $13.54 to $13.75. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
The price in column 4 is a weighted average sales price. The prices actually received range from $13.51 to $13.71. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
The price in column 4 is a weighted average sales price. The prices actually received range from $13.60 to $13.68. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
The price in column 4 is a weighted average sales price. The prices actually received range from $13.57 to $13.70. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
The price in column 4 is a weighted average sales price. The prices actually received range from $13.70 to $13.98. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
Options were granted on 02/11/2009 under the 2002 Stock Option Plan and become exercisable for 20% of the Shares on each of the first four anniversaries of the grant date.
Options were granted on 04/01/2010 under the 2002 Stock Option Plan and become exercisable for 20% of the Shares on each of the first five anniversaries of the grant date.
Options were granted on 12/07/2010 under the 2010 Stock Incentive Plan and become exercisable for 20% of the Shares on each of the first five anniversaries of the grant date.
Options were granted on 05/14/2012 under the 2010 Stock Incentive Plan and become exercisable for 20% of the Shares on each of the first five anniversaries of the grant date.
Options were granted on 05/22/2013 under the 2010 Stock Incentive Plan and become exercisable for 20% of the Shares on each of the first five anniversaries of the grant date.