Filing Details

Accession Number:
0001179110-14-016629
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-14 16:38:45
Reporting Period:
2014-11-12
Filing Date:
2014-11-14
Accepted Time:
2014-11-14 16:38:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171759 Red Robin Gourmet Burgers Inc RRGB Retail-Eating Places (5812) 841573084
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1378303 B Stuart Brown 6312 S. Fiddler'S Green Circle
Suite 200N
Greenwood Village CO 80111
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-12 2,500 $28.15 23,080 No 4 M Direct
Common Stock Disposition 2014-11-12 2,500 $69.91 20,580 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-11-12 2,500 $0.00 2,500 $28.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,951 2021-09-12 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.911 to $69.920, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Includes 4,172 restricted stock units that are subject to vesting and forfeiture restrictions.
  3. The option exercised is a portion of the grant to the reporting person made on 9/12/2011 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan. 25% of the option vested on 9/12/2012, and thereafter 75% of the option vests in 36 substantially equal monthly installments, with the first installment vesting on 10/12/2012 and an additional installment vesting on the same day of each of the 35 months thereafter. As of November 12, 2014, 8,921 shares of common stock underlying the option had vested.