Filing Details
- Accession Number:
- 0001065949-14-000289
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 16:35:03
- Reporting Period:
- 2014-11-12
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 16:35:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172631 | Solar3D Inc. | SLTD | Telephone & Telegraph Apparatus (3661) | 010592299 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1589502 | B James Nelson | 5521 Aldama Road Las Vegas NV 89122 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-12 | 480,000 | $0.25 | 5,520,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-13 | 760,000 | $0.22 | 4,760,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares vested and were issued to the Reporting Person pursuant to a Restricted Stock Agreement between the Reporting Person and the Company, upon achievement of specified performance milestones. These are shares that have vested and are free trading and not subject to further restriction. The sales of these shares have been subject to a 10b-5 plan governing share liquidation.
- The total number of shares beneficially owned does not include 15,000,000 vested options exercisable at $0.05 nor does it include 4,722,225 vested options exercisable at $0.01. An additional 277,775 options exercisable at $0.01 will be vested by January 1, 2015.
Billionaire Hedge Funds
