Filing Details

Accession Number:
0001209191-14-068828
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-14 16:05:16
Reporting Period:
2014-11-12
Filing Date:
2014-11-14
Accepted Time:
2014-11-14 16:05:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505512 Regulus Therapeutics Inc. RGLS Pharmaceutical Preparations (2834) 264738379
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901832 Plc Astrazeneca 2 Kingdom Street
London X0 W2 6BD
No No Yes No
928966 Ab Astrazeneca 85
Sodertalje V7 SE-151
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-12 2,000,000 $17.00 4,250,000 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. The securities are owned directly by AstraZeneca AB, a wholly-owned, indirect subsidiary of AstraZeneca PLC. AstraZeneca PLC is an indirect beneficial owner of the reported securities.