Filing Details
- Accession Number:
- 0000009984-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-19 15:01:18
- Reporting Period:
- 2011-01-18
- Filing Date:
- 2011-01-19
- Accepted Time:
- 2011-01-19 15:01:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196440 | F Gregory Milzcik | Barnes Group Inc. 123 Main Street Bristol CT 06010 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-18 | 10,424 | $15.19 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-18 | 41,880 | $15.19 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-18 | 4,534 | $17.45 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-18 | 3,050 | $17.45 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-18 | 59,888 | $20.25 | 399,636 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stk Option-Right to Buy | Disposition | 2011-01-18 | 10,424 | $0.00 | 10,424 | $15.19 |
| Common Stock | Employee Stk Option-Right to Buy | Disposition | 2011-01-18 | 41,880 | $0.00 | 41,880 | $15.19 |
| Common Stock | Employee Stk Option-Right to Buy | Disposition | 2011-01-18 | 4,534 | $0.00 | 4,534 | $17.45 |
| Common Stock | Employee Stk Option-Right to Buy | Disposition | 2011-01-18 | 3,050 | $0.00 | 3,050 | $17.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-05-10 | 2011-02-06 | No | 4 | M | Direct |
| 0 | 2005-05-10 | 2011-02-06 | No | 4 | M | Direct |
| 0 | 2005-11-10 | 2011-02-06 | No | 4 | M | Direct |
| 0 | 2005-11-10 | 2011-02-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,657 | Indirect | By Company's 401(k) Plan |
Footnotes
- Transaction is made in accordance with a 10b5-1 Plan.
- Includes balances of 4528 restricted stock units from 2/14/2007 grant, 7592 from 2/13/2008 grant, 5466 from 7/24/2008 grant, 57000 from 2/10/2009 grant, 93900 from 2/8/2010 grant, and a balance of 14200 performance share awards from 2/13/2008 grant, that are subject for forfeiture if certain events occur.
- 1 for 1.
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