Filing Details

Accession Number:
0001398344-14-005904
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-14 11:56:04
Reporting Period:
2014-11-07
Filing Date:
2014-11-14
Accepted Time:
2014-11-14 11:56:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1495584 Firsthand Technology Value Fund Inc. SVVC () 273008946
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
812885 P L Partners Mercury Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
896017 Opportunity Partners Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1164363 Full Value Partners Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1316669 Steady Gain Partners Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1364773 Partnership General Investors Bulldog Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1580881 Calapasas West Partners Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1580999 Full Value Special Situations Fund Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1581073 Mcm Opportunity Partners Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1581172 Opportunity Income Plus Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1584439 Full Value Offshore Fund, Ltd. Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-07 1,200 $22.71 15,220 No 4 S Direct
Common Stock Disposition 2014-11-11 109 $22.65 15,111 No 4 S Direct
Common Stock Disposition 2014-11-12 309 $22.66 14,802 No 4 S Direct
Common Stock Disposition 2014-11-12 255 $22.71 14,547 No 4 S Direct
Common Stock Disposition 2014-11-11 7,412 $22.65 1,030,431 No 4 S Direct
Common Stock Disposition 2014-11-12 19,561 $22.66 1,010,870 No 4 S Direct
Common Stock Disposition 2014-11-12 16,101 $22.71 994,769 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares are held by Opportunity Income Plus, LP.
  2. Shares are held by Bulldog Investors General Partnership.
  3. Certain of such shares are also held indirectly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP, and Mercury Partners, LP (the "Funds"). Each Fund disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest.