Filing Details

Accession Number:
0001209191-14-068632
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-13 18:39:46
Reporting Period:
2014-11-12
Filing Date:
2014-11-13
Accepted Time:
2014-11-13 18:39:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403853 Nuverra Environmental Solutions Inc. NES Oil & Gas Field Services, Nec (1389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1563359 D Mark Johnsrud C/O Nuverra Environmental Solutions, Inc
14624 N. Scottsdale Rd., Suite 300
Scottsdale AZ 85254
See Remarks Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-12 25,000 $8.24 9,814,319 No 4 P Direct
Common Stock Acquisiton 2014-11-13 25,000 $7.90 9,839,319 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 873 Indirect 401 (K)
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.17 to $8.29. The reporting person undertakes to provide to Nuverra Environmental Solutions, Inc., any security holder of Nuverra Environmental Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4.
  2. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.77 to $8.00. The reporting person undertakes to provide to Nuverra Environmental Solutions, Inc., any security holder of Nuverra Environmental Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 2 to this Form 4.
  3. Shares acquired through Issuer's 401(k) Match Plan (the "Match Plan"), through which the Issuer matches its employees' cash contributions with common stock. Represents shares received through November 13, 2014 pursuant to the Match Plan, two-thirds of which have vested and one-third of which will vest on June 1, 2015.