Filing Details

Accession Number:
0001140361-14-041385
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 18:33:16
Reporting Period:
2014-11-07
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 18:33:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
873044 Radisys Corp RSYS Computer Peripheral Equipment, Nec (3577) 930945232
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1040899 David Nierenberg 19605 Ne 8Th Street
Camas WA 98607
No No Yes No
1282683 Nierenberg Investment Management Company, Inc. 19605 Ne 8Th Street
Camas WA 98607
No No Yes No
1282684 Diii Offshore Fund, Lp 19605 Ne 8Th Street
Camas WA 98607
No No Yes No
1365764 Nierenberg Investment Management Offshore Inc. 19605 Ne 8Th Street
Camas WA 98607
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-07 801,176 $2.45 0 No 4 S Indirect By The DIII Offshore Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By The DIII Offshore Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 731,135 Indirect By The D3 Family Fund, LP
Common Stock 2,753,920 Indirect By The D3 Family Bulldog Fund, LP
Footnotes
  1. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.