Filing Details

Accession Number:
0001209191-14-068216
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 18:05:49
Reporting Period:
2014-08-05
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 18:05:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305294 Qlik Technologies Inc QLIK Services-Prepackaged Software (7372) 201643718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1496309 Lars Bjork C/O Qlik Technologies Inc.,
150 N. Radnor Chester Road
Radnor PA 19087
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-08-05 23,714 $0.00 0 No 5 G Indirect By 2012 GRAT
Common Stock Acquisiton 2014-08-05 23,714 $0.00 23,714 No 5 G Indirect By 2012 GRAT
Common Stock Acquisiton 2014-11-07 1,850 $0.00 840,702 No 4 M Direct
Common Stock Disposition 2014-11-07 835 $29.08 839,867 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By 2012 GRAT
No 5 G Indirect By 2012 GRAT
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2014-11-07 1,850 $0.00 1,850 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,850 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,509 Indirect By 2013 GRAT
Footnotes
  1. The Reporting Person's spouse in the successor trustee of the trust. The Reporting Person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
  3. On August 5, 2014, the Reporting Person's (i) 2012 GRAT distributed 43,844.421 shares of the Company's Common Stock and (ii) 2013 GRAT distributed 16,491.149 shares of the Company's Common Stock to the Reporting Person for no consideration to satisfy their annuity obligation (reflecting only a change in the nature of the Reporting Person's beneficial ownership).
  4. Shares were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.
  5. The RSUs vest in four equal annual installments beginning November 7, 2012, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. The RSUs have no expiration date.