Filing Details

Accession Number:
0001489096-14-000059
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 17:41:03
Reporting Period:
2014-10-01
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 17:41:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489096 Thermon Group Holdings Inc. THR Electrical Industrial Apparatus (3620) 272228185
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1357776 A Charles Sorrentino 10201 North Loop East
Houston TX 77029
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-01 571 $0.00 34,367 No 4 A Direct
Common Stock Disposition 2014-11-11 1,000 $25.38 33,367 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $5.20 2011-05-04 2020-10-27 16,358 16,358 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-10-27 16,358 16,358 Direct
Footnotes
  1. Equity awarded pursuant to the Issuer's Director Compensation Program. Each of the Issuer's non-executive directors will receive a total of $55,000 of the Issuer's common stock per year to be awarded in quarterly installments. The number of shares subject to each award will be determined by dividing $13,750 by the market closing price per share of common stock as reported on the New York Stock Exchange on each of (a) the date of the Issuer's annual stockholder meeting, (b) October 1, (c) January 1 and (d) April 1 (or the next trading day if such date is not a trading day). Each equity award is 100% vested on the grant date.
  2. Transaction pursuant to a Rule 10b5-1 Plan.
  3. Options vested and became fully exercisable in connection with the Issuer's initial public offering.