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Home > Insider Trading > Filing (0001140361-14-041296)

Filing Details

Accession Number:: 0001140361-14-041296
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-12 16:00:21
Reporting Period:: 2014-11-12

Filing Date:: 2014-11-12
Accepted Time:: 2014-11-12 16:00:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
811808	Summit Financial Group Inc	SMMF	State Commercial Banks (6022)	550672148

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1186823	Iii J Thomas Hawse	Po Box 602 Moorefield WV 26836		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-11-12	200	$11.60	73,200	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,500	Indirect	By Spouse
Common Stock	4,109	Indirect	By Self Directed IRA FBO Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock	$0.00			7,585	7,585	Direct
Common Stock	8% Non-cumulative Convertible Preferred Stock, Series 2011	$4.00	2012-03-01	2021-06-01	23,375	187	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	7,585	7,585	Direct
2021-06-01	23,375	187	Direct

Footnotes

The 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock.
Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit.