Filing Details

Accession Number:
0001209191-14-067918
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 12:44:43
Reporting Period:
2014-11-10
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 12:44:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1405073 Approach Resources Inc AREX Crude Petroleum & Natural Gas (1311) 510424817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904293 B Sheldon Lubar 700 N. Water Street
Suite 1200
Milwaukee WI 53202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-10 10,000 $10.61 86,519 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,466 Indirect By Lubar Nominees
Common Stock 920,631 Indirect By Lubar Equity Fund, LLC
Footnotes
  1. Represents shares of the issuer's common stock purchased by the reporting person (through IRA) on November 10, 2014. The trade consisted of multiple orders with prices ranging from $10.50 per share to $10.67 per share, for a reported weighted average share price of $10.61.
  2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for Section 16 or any other purpose.
  3. These securities are directly owned by Lubar Nominees, of which the reporting person is the general partner.
  4. These securities are directly owned by Lubar Equity Fund, LLC. The reporting person is a director and officer of Lubar & Co. Incorporated, which is the sole manager of Lubar Equity Fund, LLC, whose owners include the reporting person, members of the reporting person's family and other legal entities that are associated with or controlled by the reporting person and members of the reporting person's family.