Filing Details
- Accession Number:
- 0001192381-14-000037
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 12:06:33
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 12:06:33
- Original Submission Date:
- 2014-11-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518578 | Christine Heckart | C/O Lam Research Corporation 4650 Cushing Parkway Fremont CA 94538 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-03 | 383 | $77.74 | 11,846 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Shares sold pursuant to 10b5-1 Trading Plan.
- The sale reported in a Form 4 filed on November 5, 2014 (the "Form 4") of 1,436 shares pursuant to a 10b5-1 Trading Plan, which the broker acknowledged was erroneously initiated without the reporting person's involvement due to the broker's error, was undone prior to settlement through the broker's error account and therefore did not occur for the reporting person's account. After nullifying the erroneous transaction, and following the sale of 383 shares also reported in the Form 4, the reporting person owned 11,846 shares of common stock, including shares subject to unvested Restricted Stock Units.
Billionaire Hedge Funds
