Filing Details

Accession Number:
0001179110-14-016392
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 10:21:02
Reporting Period:
2014-11-07
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 10:21:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1419852 Mattress Firm Holding Corp. MFRM Retail-Furniture Stores (5712) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1535415 Karrie Forbes C/O Mattress Firm Holding Corp.
5815 Gulf Freeway
Houston TX 77023
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-07 1,724 $19.00 62,666 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-07 268 $41.25 62,934 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-11-07 1,992 $65.00 60,942 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-11-10 3,000 $66.00 57,942 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-11-07 1,754 $65.00 18,292 No 4 S Indirect By husband
Common Stock, Par Value $0.01 Per Share Disposition 2014-11-10 1,500 $66.00 16,792 No 4 S Indirect By husband
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By husband
No 4 S Indirect By husband
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option to Purchase Common Stock Disposition 2014-11-07 1,724 $0.00 1,724 $19.00
Common Stock Employee Option to Purchase Common Stock Disposition 2014-11-07 268 $0.00 268 $41.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,801 2012-11-17 2021-11-17 No 4 M Direct
40,533 2014-09-04 2023-09-04 No 4 M Direct
Footnotes
  1. The shares were issued upon the exercise of options(described in Table II) and then immediately sold.
  2. The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's husband.
  4. The shares that were issued upon the exercise of options by the reporting person were immediately sold, as is presented in Table I.
  5. One-half of the options will become exercisable in five equal annual installments beginning on November 17, 2012. The remaining stock options will become exercisable in four equal annual installments beginning on November 17, 2012, provided the issuer has met or exceeded the applicable annual specified stock price increase targets. Assuming all of the targets are met, and subject to the reporting person's continued employment with the issuer, the options will become fully exercisable on November 17, 2016.
  6. The stock options will become exercisable in four equal annual installments beginning on September 4, 2014. Subject to the reporting person's continued employment with the issuer, the options will become fully exercisable on September 4, 2017.
  7. This number represents the partial exercise of options issued to the reporting person on November 17, 2011 to purchase shares of common stock, par value $0.01 per share, of Mattress Firm Holding Corp.
  8. Includes options to purchase shares of common stock, par value $0.01 per share, of Mattress Firm Holding Corp. having varying exercise dates, expiration dates and exercise prices.
  9. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.