Filing Details
- Accession Number:
- 0001140361-14-041110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 08:37:29
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 08:37:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054102 | Pdi Inc | PDII | Services-Business Services, Nec (7389) | 222919486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1363762 | Edward Jeffrey Smith | C/O Pdi Inc., Morris Corporate Center 1, 300 Interpace Parkway Parsippany NJ 07054 | Vp Of Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-07 | 199,800 | $1.75 | 466,994 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-11-07 | 200 | $1.50 | 467,194 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 267,194 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Apprecation Rights | $5.03 | 2015-03-01 | 38,153 | 38,153 | Direct | |
| Common Stock | Stock Appreciation Rights | $6.63 | 2017-01-30 | 51,546 | 89,699 | Direct | |
| Common Stock | Stock Appreciation Rights | $5.44 | 2018-04-04 | 70,850 | 160,549 | Direct | |
| Common Stock | Stock Appreciation Rights | $5.13 | 2019-02-25 | 88,832 | 249,381 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-03-01 | 38,153 | 38,153 | Direct |
| 2017-01-30 | 51,546 | 89,699 | Direct |
| 2018-04-04 | 70,850 | 160,549 | Direct |
| 2019-02-25 | 88,832 | 249,381 | Direct |
Footnotes
- Includes 22,624 restricted shares of common stock that vest on 1/30/15, 25,660 restricted shares of common stock that vest on 4/4/16, and 31,532 restricted shares of common stock that vest on February 15, 2017.
- Market purchase
- Currently exercisable.
- Stock appreciation rights that are currently two-thirds vested and the remaining one-third vest on 1/30/15.
- Stock appreciation rights that are one-third vested and the remaining two-thirds vest one-half on each of 4/4/15 and 4/4/16.
- Stock appreciation rights that vest one-third on each of 2/25/15, 2/25/16, and 2/25/17.
Billionaire Hedge Funds
