Filing Details

Accession Number:
0001209191-14-067691
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-10 18:18:39
Reporting Period:
2014-11-07
Filing Date:
2014-11-10
Accepted Time:
2014-11-10 18:18:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1539638 Triumph Bancorp Inc. TBK State Commercial Banks (6022) 200477066
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621665 Todd C Sparks 12700 Park Central Drive
Suite 1700
Dallas TX 75251
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-07 8,000 $12.06 240,902 No 4 P Indirect By Sparco Market Fund
Common Stock Acquisiton 2014-11-07 1,000 $12.31 241,902 No 4 P Direct
Common Stock Acquisiton 2014-11-07 8,000 $12.18 249,902 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Sparco Market Fund
No 4 P Direct
No 4 P Direct
Footnotes
  1. Through Merrill Lynch Pierce Fenner & Smith Inc. custodian FBO Sparco Market Fund. Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership, except to the extent of his pecuniary interest.
  2. Includes (i) 206,309 shares of common stock beneficially owned through SBS Equity, LLC, (ii) 17,271 shares of common stock beneficially owned through The Sparks Foundation, Inc., and (iii) 8,000 shares owned by Merrill Lynch Pierce Fenner & Smith Inc. custodian FBO Sparco Market Fund. Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
  3. Through Merrill Lynch Pierce Fenner & Smith Inc. custodian FBO the individual account of reporting person
  4. Through Merrill Lynch Pierce Fenner & Smith Inc. custodian FBO the Discovery Operating Inc 401k account of reporting person.