Filing Details

Accession Number:
0001230245-14-000203
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-10 16:30:49
Reporting Period:
2014-11-07
Filing Date:
2014-11-10
Accepted Time:
2014-11-10 16:30:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230245 Piper Jaffray Companies PJC Security Brokers, Dealers & Flotation Companies (6211) 300168701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435654 L. Debbra Schoneman 800 Nicollet Mall
Minneapolis MN 55402
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-07 1,617 $55.45 0 No 4 S Indirect By PJC Retirement Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By PJC Retirement Plan
Footnotes
  1. Intra-plan transfer in connection with the elimination of the Piper Jaffray Companies common stock fund as an investment option in the Piper Jaffray Companies Retirement Plan.