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Home > Insider Trading > Filing (0001209191-14-067509)

Filing Details

Accession Number:: 0001209191-14-067509
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-10 12:30:30
Reporting Period:: 2014-11-10

Filing Date:: 2014-11-10
Accepted Time:: 2014-11-10 12:30:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
850261	Sorrento Therapeutics Inc.	SRNE	Services-Commercial Physical & Biological Research (8731)	330344842

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1470981	Henry Ji	C/O Sorrento Therapeutics, Inc. 6042 Cornerstone Ct. West, Suite B San Diego CA 92121	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-11-10	1,000	$4.77	12,000	No	4	P	Direct
Common Stock	Acquisiton	2014-11-10	1,200	$4.80	13,200	No	4	P	Direct
Common Stock	Acquisiton	2014-11-10	799	$4.81	13,999	No	4	P	Direct
Common Stock	Acquisiton	2014-11-10	100	$4.84	14,099	No	4	P	Direct
Common Stock	Acquisiton	2014-11-10	400	$4.85	14,499	No	4	P	Direct
Common Stock	Acquisiton	2014-11-10	2,500	$4.86	16,999	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,068,162	Indirect	See Footnote

Footnotes

Shares are held in family trusts, of which Dr. Ji is a co-trustee with his wife.