Filing Details

Accession Number:
0001062993-14-006361
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-11-07 16:56:53
Reporting Period:
2013-07-29
Filing Date:
2014-11-07
Accepted Time:
2014-11-07 16:56:53
Original Submission Date:
2013-12-31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071625 Dover Saddlery Inc DOVR Retail-Miscellaneous Shopping Goods Stores (5940) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1342857 North Star Investment Management Corp. 20 N. Wacker Drive
Suite # 1416
Chicago IL 60606
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-29 0 $0.00 0 No 4 P Indirect Self as investment adviser
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Self as investment adviser
Footnotes
  1. This Form 4 is not being filed to report any securities transaction; see note 2 below.
  2. The Reporting Person was and continues to be registered as an investment adviser and, accordingly, pursuant to Rule 16a-1(a), is not deemed to own or have beneficially owned shares of the common stock of the Issuer for Section 16(a) reporting purposes. Accordingly, the Reporting Person has not been subject to Section 16 reporting obligations with respect to the common stock of the Issuer. This amendment effectively withdraws any Form 3 and all Form 4s filed by the Reporting Person with respect to the common stock of the Issuer.