Filing Details
- Accession Number:
- 0001140361-14-040718
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-11-07 16:00:37
- Reporting Period:
- 2014-11-05
- Filing Date:
- 2014-11-07
- Accepted Time:
- 2014-11-07 16:00:37
- Original Submission Date:
- 2014-11-06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 949870 | Boston Beer Co Inc | SAM | Malt Beverages (2082) | 043284048 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543771 | H Kathleen Wade | C/O The Boston Beer Company, Inc. 1 Design Center Pl., Suite 850 Boston MA 02210 | Vp - Legal And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common | Acquisiton | 2014-11-05 | 500 | $35.98 | 11,141 | No | 4 | M | Direct | |
| Class A Common | Acquisiton | 2014-11-05 | 750 | $46.60 | 11,891 | No | 4 | M | Direct | |
| Class A Common | Disposition | 2014-11-05 | 600 | $250.00 | 11,291 | No | 4 | S | Direct | |
| Class A Common | Disposition | 2014-11-05 | 650 | $252.00 | 10,641 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common | Class A Common Stock Option | Disposition | 2014-11-05 | 500 | $0.00 | 3,800 | $35.98 |
| Class A Common | Class A Common Stock Option | Disposition | 2014-11-05 | 750 | $0.00 | 2,700 | $46.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-03-01 | 2016-12-31 | No | 4 | M | Direct |
| 870 | 2011-03-01 | 2019-12-31 | No | 4 | M | Direct |
Footnotes
- The shares reported include 1,856 shares of restricted stock subject to vesting conditions.
- The option vested in five equal installments; the first on March 1, 2008 and the last on January 1, 2012.
- The option vests in five equal installments; the first on March 1, 2011, the most recent on January 1, 2014, and the last installment will vest on January 1, 2015, provided that the Reporting Person is employed by the Issuer on that date.
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