Filing Details

Accession Number:
0001209191-14-067218
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-07 12:01:27
Reporting Period:
2014-11-07
Filing Date:
2014-11-07
Accepted Time:
2014-11-07 12:01:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
850261 Sorrento Therapeutics Inc. SRNE Services-Commercial Physical & Biological Research (8731) 330344842
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1470981 Henry Ji C/O Sorrento Therapeutics, Inc.
6042 Cornerstone Ct. West, Suite B
San Diego CA 92121
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-07 1,000 $4.53 8,000 No 4 P Direct
Common Stock Acquisiton 2014-11-07 1,000 $4.55 9,000 No 4 P Direct
Common Stock Acquisiton 2014-11-07 1,000 $4.57 10,000 No 4 P Direct
Common Stock Acquisiton 2014-11-07 1,000 $4.60 11,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,068,162 Indirect See Footnote
Footnotes
  1. Shares are held in family trusts, of which Dr. Ji is a co-trustee with his wife.