Filing Details

Accession Number:
0001140361-14-040591
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-07 07:14:49
Reporting Period:
2014-11-05
Filing Date:
2014-11-07
Accepted Time:
2014-11-07 07:14:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054102 Pdi Inc PDII Services-Business Services, Nec (7389) 222919486
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450485 Nancy Lurker C/O Pdi Inc., Morris Corporate Center 1,
Building A, 300 Interpace Parkway
Parsippany NJ 07054
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-05 27,500 $1.74 460,903 No 4 P Indirect By IRA
Common Stock Acquisiton 2014-11-05 27,500 $1.75 488,403 No 4 P Indirect By IRA
Common Stock Acquisiton 2014-11-05 500 $1.72 488,903 No 4 P Indirect By Self as Custodian for Daughter
Common Stock Acquisiton 2014-11-05 500 $1.72 489,403 No 4 P Indirect By Self as Custodian for Daughter
Common Stock Acquisiton 2014-11-06 1,000 $1.60 490,403 No 4 P Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
No 4 P Indirect By IRA
No 4 P Indirect By Self as Custodian for Daughter
No 4 P Indirect By Self as Custodian for Daughter
No 4 P Indirect By Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 433,403 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $5.03 2015-03-01 58,902 58,902 Direct
Common Stock Stock Appreciation Rights $6.41 2017-01-31 111,684 170,586 Direct
Common Stock Stock Appreciation Rights $5.44 2018-04-04 141,700 312,286 Direct
Common Stock Stock Appreciation Rights $5.10 2019-02-26 177,665 489,951 Direct
Common Stock Stock Appreciation Rights $5.10 2019-02-26 188,165 678,116 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-03-01 58,902 58,902 Direct
2017-01-31 111,684 170,586 Direct
2018-04-04 141,700 312,286 Direct
2019-02-26 177,665 489,951 Direct
2019-02-26 188,165 678,116 Direct
Footnotes
  1. Includes 50,702 restricted shares of common stock that vest on January 31, 2015, 51,320 restricted shares of common stock that vest on April 4, 2016, and 63,177 restricted shares of common stock that vest on February 26, 2017.
  2. Open-market purchase
  3. Currently exercisable.
  4. Stock appreciation rights that are currently two-thirds vested and the remaining one-third vest on 1/31/15.
  5. Stock appreciation rights that vest one-third on each of 4/4/14, 4/4/15, and 4/4/16.
  6. Stock appreciation rights that vest one-third on each of 2/26/15, 2/26/16, and 2/26/17.
  7. Performance contingent stock appreciation rights ("SARs"). The SARs vest 36,496 on 2/26/15, 64,460 on 2/26/16, and 87,209 on 2/27/17. The SARs are only exercisable if the performance conditions are met.