Filing Details

Accession Number:
0001181431-14-035833
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-06 19:11:40
Reporting Period:
2014-11-04
Filing Date:
2014-11-06
Accepted Time:
2014-11-06 19:11:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411494 Apollo Global Management Llc APO Investment Advice (6282) 208880053
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1382483 C James Zelter C/O Apollo Global Management, Llc
9 West 57Th Street, 43Rd Floor
New York NY 10019
Managing Dir - Credit No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Disposition 2014-11-04 3,504 $22.25 218,526 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Shares 245,924 Indirect See Footnote 3
Class A Shares 54,774 Indirect See Footnote 4
Footnotes
  1. Primarily consists of Class A shares sold by the reporting person in order to satisfy the minimum tax withholding obligations arising in connection with the delivery of Class A shares underlying vested restricted share units ("RSUs"). RSUs are granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan").
  2. Reported amount includes 215,863 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
  3. By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control.
  4. By Zelter APO Series LLC, 3/31/14 Series, a vehicle over which the reporting person exercises voting and investment control.