Filing Details

Accession Number:
0001329799-14-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-06 16:09:18
Reporting Period:
2014-11-04
Filing Date:
2014-11-06
Accepted Time:
2014-11-06 16:09:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1329799 Square 1 Financial Inc SQBK State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604032 G Susan Casey 406 Blackwell Street
Suite 240
Durham NC 27701
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-11-04 500 $20.20 142,362 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 763 Indirect Restricted Stock V
Class A Common Stock 13,500 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Option (Right to Buy) $6.00 2012-10-05 2017-08-02 136,000 136,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-08-02 136,000 136,000 Direct
Footnotes
  1. Restricted stock fully vests on February 3, 2015.
  2. Stock options are fully vested and exerciseable.