Home > Insider Trading > Filing (0001209191-14-066984)

Filing Details

Accession Number:: 0001209191-14-066984
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-06 16:03:21
Reporting Period:: 2014-11-05

Filing Date:: 2014-11-06
Accepted Time:: 2014-11-06 16:03:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
722256	Hudson Valley Holding Corp	HVB	State Commercial Banks (6022)	133148745

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1322722	J Andrew Reinhart	C/O 21 Scarsdale Road Yonkers NY 10707	1Stsvp/Controller/Assttreasr	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-11-05	5,637	$18.78	30,453	No	4	M	Direct
Common Stock	Disposition	2014-11-05	5,637	$24.80	24,816	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right-to-Buy)	Disposition	2014-11-05	5,637	$0.00	5,637	$18.78

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2015-01-01	No	4	M	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Options (Right-to-Buy)	$23.76		2016-02-07	5,126	5,126	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-02-07	5,126	5,126	Direct

Footnotes

Includes 2,172 shares of Restricted Stock which vest at 25% per year over 4 years, beginning on the date of the grant (March 6, 2013). Accordingly, 1,086 shares have vested and 543 shares will vest on each of 03/06/2015 and 03/06/2016.
Includes 1,980 shares of Restricted Stock which vest at 25% per year over 4 years beginning on the date of the grant (03/14/2012). Accordingly, 1,485 shares have vested and 495 shares will vest on 03/14/2015.
Includes 12,750 shares of Restricted Stock from an original grant of 15,000 shares of Restricted Stock which vest 4 years on the anniversary of the grant commencing 12/7/2013, at a rate of 15% for each of the first and second years and a rate of 35% for each of the third and fourth years. Accordingly, 2,250 shares vested on 12/7/2013, 2,250 shares will vest on 12/7/2014 and 5,250 shares will vest on each of 12/7/2015 and 12/7/2016.
Includes 1,976 shares of Restricted Stock Award which vest over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% for each year (659 shares will vest on each of 02/20/2015 and 02/20/2016 and 658 shares will vest on 02/20/2017).
Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.