Filing Details

Accession Number:
0001209191-14-066852
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-05 19:52:22
Reporting Period:
2014-11-03
Filing Date:
2014-11-05
Accepted Time:
2014-11-05 19:52:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528849 Restoration Hardware Holdings Inc RH Retail-Furniture Stores (5712) 453052669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1362494 J Kenneth Dunaj C/O Restoration Hardware Holdings, Inc.
15 Koch Road, Suite J
Corte Madera CA 94925
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-03 23,900 $29.00 59,180 No 4 M Direct
Common Stock Disposition 2014-11-03 23,900 $79.89 35,280 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-11-03 23,900 $0.00 23,900 $29.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,800 2022-10-31 No 4 M Direct
Footnotes
  1. This transaction was executed pursuant to a Rule 10b5-1 trading plan.
  2. These shares of common stock were issued upon exercise of stock options granted to the reporting person on November 1, 2012.
  3. This transaction was executed in multiple trades ranging from $79.39 to $80.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
  4. This option was granted on November 1, 2012. This option is fully vested and is subject to time-based selling restrictions, which, subject to continuous service, lapse in four equal installments on each anniversary of the grant date.