Filing Details

Accession Number:
0001209191-14-066597
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-05 15:07:09
Reporting Period:
2014-11-03
Filing Date:
2014-11-05
Accepted Time:
2014-11-05 15:07:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261654 Universal Technical Institute Inc UTI Services-Educational Services (8200) 860226984
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183104 Jr S Eugene Putnam 16220 N. Scottsdale Road
Ste 100
Scottsdale AZ 85254
President And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Disposition 2014-11-03 12,100 $11.35 176,163 No 4 S Direct
Common Stock, $0.0001 Par Value Disposition 2014-11-04 7,900 $11.14 168,263 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2013.
  2. The transaction was executed in multiple trades at prices ranging from $11.15 to $11.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The transaction was executed in multiple trades at prices ranging from $11.04 to $11.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.