Filing Details

Accession Number:
0001209191-14-066387
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-04 18:40:10
Reporting Period:
2014-11-03
Filing Date:
2014-11-04
Accepted Time:
2014-11-04 18:40:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291804 Jean George C/O Advanced Technology Ventures
500 Boylston Street, Suite 1380
Boston MA 02116
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-03 11,920 $6.34 11,920 No 4 M Direct
Common Stock Acquisiton 2014-11-03 5,563 $5.06 17,483 No 4 M Direct
Common Stock Disposition 2014-11-03 17,483 $25.15 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2014-11-03 11,920 $0.00 11,920 $6.34
Common Stock Stock Options (Right to Buy) Disposition 2014-11-03 5,563 $0.00 5,563 $5.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,080 2023-06-18 No 4 M Direct
3,973 2022-06-14 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 2, 2014.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.86 to $25.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. The stock option vested in 12 equal monthly installments and became fully vested on 6/19/14.
  4. 25% of the total number of shares subject to the option vested on June 14, 2013, and the remainder vest in equal monthly installments over a 36 month period thereafter, subject to the Reporting Person's continued service to the Issuer.