Filing Details

Accession Number:
0001144204-14-065066
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-04 18:17:15
Reporting Period:
2014-11-04
Filing Date:
2014-11-04
Accepted Time:
2014-11-04 18:17:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1611988 Fifth Street Asset Management Inc. FSAM Investment Advice (6282) 465610118
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247340 L Thomas Harrison C/O Fifth Street (Fsam)
777 West Putnam Avenue, 3Rd Floor
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $0.01 Par Value Per Share Acquisiton 2014-11-04 6,000 $17.00 6,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents shares of Class A Common Stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.