Filing Details

Accession Number:
0001054374-14-000154
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-04 17:56:16
Reporting Period:
2014-10-31
Filing Date:
2014-11-04
Accepted Time:
2014-11-04 17:56:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344463 Arthur Chong 5300 California Avenue
Irvine CA 92617
Exec. V.p., G.c. & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-10-31 77,084 $23.17 416,835 No 4 M Direct
Class A Common Stock Acquisiton 2014-10-31 90,000 $29.39 506,835 No 4 M Direct
Class A Common Stock Disposition 2014-10-31 167,084 $42.00 339,751 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee stock option (right to buy) Disposition 2014-10-31 77,084 $0.00 77,084 $23.17
Class A Common Stock Employee stock option (right to buy) Disposition 2014-10-31 90,000 $0.00 90,000 $29.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-04-27 No 4 M Direct
0 2020-02-04 No 4 M Direct
Footnotes
  1. The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Includes (i) 52,851 shares that are held as Class A common stock and (ii) 286,900 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
  3. All shares subject to such option are fully vested and immediately exercisable.