Filing Details

Accession Number:
0001225208-14-022734
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-04 17:27:08
Reporting Period:
2014-10-31
Filing Date:
2014-11-04
Accepted Time:
2014-11-04 17:27:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793952 Harley Davidson Inc HOG Motorcycles, Bicycles & Parts (3751) 391382325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1466727 R Mark Kornetzke Harley-Davidson, Inc.
3700 West Juneau Avenue
Milwaukee WI 53208
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-31 7,700 $12.30 8,626 No 4 M Direct
Common Stock Acquisiton 2014-10-31 3,107 $39.04 11,733 No 4 M Direct
Common Stock Acquisiton 2014-10-31 794 $61.20 12,527 No 4 M Direct
Common Stock Acquisiton 2014-10-31 644 $51.46 13,171 No 4 M Direct
Common Stock Disposition 2014-10-31 13,171 $65.54 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-10-31 7,700 $0.00 7,700 $12.30
Common Stock Stock Option (right to buy) Disposition 2014-10-31 3,107 $0.00 3,107 $39.04
Common Stock Stock Option (right to buy) Disposition 2014-10-31 644 $0.00 644 $51.46
Common Stock Stock Option (right to buy) Disposition 2014-10-31 794 $0.00 794 $61.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-12 2019-02-12 No 4 M Direct
0 2009-02-13 2018-02-13 No 4 M Direct
0 2007-02-14 2016-02-14 No 4 M Direct
0 2006-02-15 2015-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Restricted Stock) 1,523 Direct
Common Stock 3,840 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 1,294 1,294 Direct
Common Stock Stock Option (right to buy) $51.78 2014-02-04 2023-02-04 2,369 2,369 Direct
Common Stock Stock Option (right to buy) $62.33 2015-02-04 2024-02-04 2,071 2,071 Direct
Common Stock Stock Option (right to buy) $45.32 2013-02-06 2022-02-06 2,565 2,565 Direct
Common Stock Stock Option (right to buy) $41.33 2012-02-09 2021-02-09 2,524 2,524 Direct
Common Stock Stock Option (right to buy) $22.63 2011-02-10 2020-02-10 3,626 3,626 Direct
Common Stock Stock Option (right to buy) $68.91 2008-02-14 2017-02-14 1,698 1,698 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,294 1,294 Direct
2023-02-04 2,369 2,369 Direct
2024-02-04 2,071 2,071 Direct
2022-02-06 2,565 2,565 Direct
2021-02-09 2,524 2,524 Direct
2020-02-10 3,626 3,626 Direct
2017-02-14 1,698 1,698 Direct
Footnotes
  1. The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
  2. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
  3. All options are currently exercisable.
  4. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
  5. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
  6. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.