Filing Details

Accession Number:
0001144204-14-064955
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-04 16:07:53
Reporting Period:
2014-10-31
Filing Date:
2014-11-04
Accepted Time:
2014-11-04 16:07:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499912 Fxcm Inc. FXCM Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 273268672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1539516 Michael Romersa C/o Fxcm Inc.
55 Water Street
New York NY 10041
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-10-31 160,000 $16.53 654,600 No 4 S Direct
Class A Common Stock Disposition 2014-11-03 17,500 $16.51 637,100 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Units of FXCM Holdings, LLC $0.00 4,100,000 4,100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
4,100,000 4,100,000 Direct
Footnotes
  1. Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
  2. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.65, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.55, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.