Filing Details

Accession Number:
0001012975-14-000693
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-03 16:57:43
Reporting Period:
2014-10-31
Filing Date:
2014-11-03
Accepted Time:
2014-11-03 16:57:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314223 Amber Road Inc. AMBR Services-Prepackaged Software (7372) 222590301
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1115016 M Bernard Goldsmith 2445 M Street, 3Rd Floor
Washington DC 20037
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-10-31 2,051,612 $12.97 1,037,571 No 4 S Indirect By Funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Funds
Footnotes
  1. Includes 1,648,197 shares sold by Updata Partners III, L.P. ("UP III"), 20,557 shares sold by UVP II Executive Fund, L.P. ("UVP II Ex"), 62,569 shares sold by Updata Venture Partners II B, L.P. ("UVP II B") and 320,289 shares sold by Updata Venture Partners II, L.P. ("UVP II" and together with UP III, UVP II Ex and UVP II B, the "Funds").
  2. Includes 833,551 shares held by UP III, 10,396 shares held by UVP II Ex, 31,643 shares held by UVP II B and 161,981 shares held by UVP II.
  3. The Reporting Person is a member of NJVA III, LLC, which is the general partner of Updata Associates III, L.P., which is the general partner of UP III. The Reporting Person is also a member of NJVA, LLC, which is the general partner of Updata Venture Associates II, L.P., which is the general partner of UVP II Ex, UVP II B and UVP II. The Reporting Person disclaims beneficial ownership of the shares held by the Funds except to the extent of his pecuniary interest therein.