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Home > Insider Trading > Filing (0001230245-14-000189)

Filing Details

Accession Number:: 0001230245-14-000189
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-31 17:25:37
Reporting Period:: 2014-10-31

Filing Date:: 2014-10-31
Accepted Time:: 2014-10-31 17:25:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1230245	Piper Jaffray Companies	PJC	Security Brokers, Dealers & Flotation Companies (6211)	300168701

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435654	L. Debbra Schoneman	800 Nicollet Mall Minneapolis MN 55402	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-31	290	$39.62	18,344	No	4	M	Direct
Common Stock	Disposition	2014-10-31	290	$56.33	18,054	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-10-31	290	$0.00	290	$39.62

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2008-02-22	2015-02-22	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,517	Indirect	By PJC Retirement Plan

Footnotes

Based on a plan report dated October 30, 2014.