Filing Details

Accession Number:
0001140361-14-039486
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-30 12:03:29
Reporting Period:
2014-06-23
Filing Date:
2014-10-30
Accepted Time:
2014-10-30 12:03:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1268533 Tortoise Energy Infrastructure Corp TYG () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1280970 E Charles Heath 11550 Ash Street
Suite 300
Leawood KS 66211
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2014-06-23 4,871 $0.00 12,871 No 4 J Indirect By self and spouse as trustees of the Charles E. Heath Trust #1, U/A Dtd 2/1/92
Common Shares Acquisiton 2014-06-23 1,307 $0.00 14,178 No 4 J Indirect By self and spouse as trustees of the Charles E. Heath Trust #1, U/A Dtd 2/1/92
Common Shares Acquisiton 2014-10-30 300 $46.36 14,478 No 4 P Indirect By self and spouse as trustees of the Charles E. Heath Trust #1, U/A Dtd 2/1/92
Common Shares Acquisiton 2014-10-30 22 $46.32 14,500 No 4 P Indirect By self and spouse as trustees of the Charles E. Heath Trust #1, U/A Dtd 2/1/92
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By self and spouse as trustees of the Charles E. Heath Trust #1, U/A Dtd 2/1/92
No 4 J Indirect By self and spouse as trustees of the Charles E. Heath Trust #1, U/A Dtd 2/1/92
No 4 P Indirect By self and spouse as trustees of the Charles E. Heath Trust #1, U/A Dtd 2/1/92
No 4 P Indirect By self and spouse as trustees of the Charles E. Heath Trust #1, U/A Dtd 2/1/92
Footnotes
  1. Received in exchange for 6,500 common shares of Tortoise Energy Capital Corporation ("TYY") in connection with merger of TYY into Tortoise Energy Infrastructure Corporation ("TYG") which was effective on June 23, 2014. The exchange rate was based on each company's relative net asset value ("NAV") per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46.
  2. Received in exchange for 2,000 common shares of Tortoise North American Energy Corporation ("TYN") in connection with merger of TYN into TYG which was effective on June 23, 2014. The exchange rate was based on each company's relative NAV per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $33.32 for TYN. On June 20, 2014, the closing price of TYN common shares was $31.54 and the closing price of TYG common shares was $48.46.