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Filing Details

Accession Number:: 0001387131-14-003517
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-24 16:11:24
Reporting Period:: 2013-08-27

Filing Date:: 2014-10-24
Accepted Time:: 2014-10-24 16:11:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1483496	Red Mountain Resources Inc.	RDMP	Crude Petroleum & Natural Gas (1311)	271739487

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1623160	Sophia Co Inc.	Sterling House, 16 Wesley Street Hamilton, D0 HM 11		No	No	Yes	No
1623163	Stiftung Jays Blue	Landstrasse 99 Postfach 532 Schaan N2 FL-9494		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-08-27	285,714	$7.00	1,346,676	No	4	P	Direct
Common Stock	Acquisiton	2014-04-01	555,556	$0.00	1,902,232	No	4	P	Direct
Common Stock	Acquisiton	2014-04-01	100,409	$0.00	2,002,641	No	4	J	Direct
10.0% Series A Cumulative Redeemable Preferred Stock	Disposition	2014-04-01	88,889	$0.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	J	Direct
No	4	S	Direct

Footnotes

Effective January 31, 2014, Red Mountain Resources, Inc. (the "Issuer") effected a reverse stock split of its common stock, at an exchange ratio of 1-for-10 (the "Reverse Stock Split"), as reported in the Issuer's Current Report on Form 8-K, as filed with the Securities and Exchange Commission on February 4, 2014. Amounts and prices reported in this Form 4, as well as the disclosure in the footnotes to this Form 4, have been adjusted to give effect to the Reverse Stock Split.
This statement is jointly filed by and on behalf of each of Sophia Company Inc. ("Sophia") and Blue Jays Stiftung ("BJS," and together with Sophia, the "Reporting Persons"). Sophia is the direct beneficial owner of the securities covered by this statement. BJS is the sole shareholder of Sophia and may be deemed to beneficially own securities owned by Sophia.
Each Reporting Person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Each Reporting Person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
Each Reporting Person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
Sophia exchanged 88,889 shares of 10.0% Series A Cumulative Redeemable Preferred Stock of the Issuer for 555,556 shares of common stock of the Issuer.
Transferred to Sophia by a third party for no consideration.