Filing Details

Accession Number:
0001212545-14-000157
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-23 19:25:00
Reporting Period:
2014-10-21
Filing Date:
2014-10-23
Accepted Time:
2014-10-23 19:25:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212545 Western Alliance Bancorporation WAL State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1425114 Bruce Hendricks C/O Western Alliance Bancorporation
One E. Washington Street, Ste 1400
Phoenix AZ 89102
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-21 5,000 $16.50 71,451 No 4 M Direct
Common Stock Acquisiton 2014-10-21 20,000 $15.90 91,451 No 4 M Direct
Common Stock Disposition 2014-10-21 25,000 $24.53 66,451 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to buy) Disposition 2014-10-21 5,000 $0.00 5,000 $16.50
Common Stock Employee Stock Options (Right to buy) Disposition 2014-10-21 20,000 $0.00 20,000 $15.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-01-25 2015-01-25 No 4 M Direct
0 2012-01-23 2015-01-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,232 Indirect 401K Plan
Common Stock 12,500 Indirect The Bruce and Judith Hendricks Trust dated 10/29/90
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.38 to $24.6540, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  2. Reflects shares held in the 401K Plan to include employer match as of 10/16/14.