Filing Details

Accession Number:
0001181431-14-034687
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-22 19:02:47
Reporting Period:
2014-10-20
Filing Date:
2014-10-22
Accepted Time:
2014-10-22 19:02:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1367311 Dakota Plains Holdings Inc. DAKP Wholesale-Petroleum Bulk Stations & Terminals (5171) 202543857
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607229 Jr. Thomas William Derosa 294 Grove Lane East
Wayzata MN 55391
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-20 25,000 $1.96 3,957,026 No 4 P Indirect In accounts advised by Lone Star Value Management, LLC
Common Stock Acquisiton 2014-10-21 25,000 $1.95 3,982,026 No 4 P Indirect In accounts advised by Lone Star Value Management, LLC
Common Stock Acquisiton 2014-10-22 17,974 $1.95 4,000,000 No 4 P Indirect In accounts advised by Lone Star Value Management, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect In accounts advised by Lone Star Value Management, LLC
No 4 P Indirect In accounts advised by Lone Star Value Management, LLC
No 4 P Indirect In accounts advised by Lone Star Value Management, LLC
Footnotes
  1. The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Investors, LP on August 13, 2014.
  2. The price reported is a weighted average price. These 25,000 shares were purchased in multiple transactions on October 20, 2014 at prices ranging from $1.925 to $1.98 per share by Lone Star Value Investors, LP, for whom Lone Star Value Management, LLC acts as an investment manager. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
  3. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  4. The price reported is a weighted average price. These 25,000 shares were purchased in multiple transactions on October 21, 2014 at prices ranging from $1.91 to $1.98 per share by Lone Star Value Investors, LP, for whom Lone Star Value Management, LLC acts as an investment manager. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
  5. The price reported is a weighted average price. These 17,974 shares were purchased in multiple transactions on October 22, 2014 at prices ranging from $1.90 to $1.97 per share by Lone Star Value Investors, LP, for whom Lone Star Value Management, LLC acts as an investment manager. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.