Filing Details

Accession Number:
0001209191-14-064313
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-22 16:22:52
Reporting Period:
2014-10-20
Filing Date:
2014-10-22
Accepted Time:
2014-10-22 16:22:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414203 W. Edward Moore 2628 Pearl Road
P.o. Box 777
Medina OH 44258
Vp, Gc & Chief Compliance Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2014-10-20 5,000 $20.73 84,036 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2014-10-20 5,000 $22.16 89,036 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2014-10-20 5,000 $25.87 94,036 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2014-10-20 7,500 $33.80 101,536 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2014-10-20 13,880 $43.04 87,656 No 4 D Direct
Common Stock, $0.01 Par Value Disposition 2014-10-20 3,917 $43.04 83,739 No 4 F Direct
Common Stock, $0.01 Par Value Disposition 2014-10-20 8,762 $43.61 74,977 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-10-20 5,000 $0.00 5,000 $20.73
Common Stock Stock Appreciation Rights Disposition 2014-10-20 5,000 $0.00 5,000 $22.16
Common Stock Stock Appreciation Rights Disposition 2014-10-20 5,000 $0.00 5,000 $25.87
Common Stock Stock Appreciation Rights Disposition 2014-10-20 7,500 $0.00 7,500 $33.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
85,000 2014-10-07 2020-10-07 No 4 M Direct
80,000 2014-07-18 2021-07-18 No 4 M Direct
75,000 2014-07-16 2022-07-16 No 4 M Direct
67,500 2014-07-18 2023-07-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 8,940 Indirect By 401(k) Plan
Footnotes
  1. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $43.55 - 43.68. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Includes an aggregate of 8,487 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 38,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 15,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
  3. Approximate number of shares held as of October 20, 2014 in the account of the reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
  4. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2011 and 2014 and expire 10 years from the date of grant.