Filing Details

Accession Number:
0001209191-14-064303
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-10-22 16:18:00
Reporting Period:
2014-09-24
Filing Date:
2014-10-22
Accepted Time:
2014-10-22 16:18:00
Original Submission Date:
2014-09-25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
846913 Fuel Tech Inc. FTEK Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 205657551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246268 G Douglas Bailey 120 Long Ridge Road
Stamford CT 06902
President, Ceo & Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-24 6,800 $4.23 1,754,838 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,000 Indirect Daughter
Common Stock 245,000 Indirect Family Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.18 to $4.25 inclusive.
  2. This amendment is filed to reflect this previously reported indirect holding. The reporting person disclaims beneficial ownership of these shares.
  3. The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims beneficial ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the trust or by the daughter for purposes of Section 16 or for any other purpose.